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| Compliance Officer | Robert Half Financial Services Group 70,000.00 to 80,000.00 | Canada-Toronto Ontario | 08 Jul 08 |
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High profile financial services company has created a new role within its Downtown Toronto infrastructure.
| Risk Management Advisor - Basel 2 Specialist | Michael Page Base salary + bonus + downtown location... | Canada-Montréal Québec | 24 Jun 08 |
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Our client is a Big4 audit firm who's Financial Services Advisory (FSA) unit is a specialty advisory practice...
| Fixed Income Rates Generalist | Barclays Capital Competitive | USA-NY-New York City | 09 Jul 08 |
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Department OverviewThe Compliance Department is responsible for the creation and implementation of appropriate...
| Employee Relations/HR (Employment Law) | Northwest Integrators LLC Highly competitive (base + exceptional b... | USA-CT-Stamford | 08 Jul 08 |
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We are seeking a talented candidate with Employee Relations and employment law expertise. Chosen candidate wi...
| Compliance Analyst | BNY Mellon Asset Management DOE | USA-NY-New York City | 08 Jul 08 |
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Assisting in administering the Compliance Program for Dreyfus and MBSC (investment advisers). Design and perfo...
| Client Compliance - Senior Associate | Not Disclosed Market rate | USA-CA-San Francisco | 08 Jul 08 |
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The primary responsibility of the Compliance position is to ensure that MCM is in compliance with the rules an...
| Deputy AML Officer | BNY Mellon Asset Management DOE | USA-NY-New York City | 08 Jul 08 |
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You will be responsible for the day-to-day management of the AML function.
| Hedge Fund Negotiator Experience negotiating ISDAs and other legal documentation with bank counterparties | Arista Resource Group 80-110k | USA-NY-New York City | 08 Jul 08 |
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Full service legal department providing support to the various bank businesses in the Americas region
| Compliance Officer - Registered Investment Adviser | Legend Global Search, Inc. $75K | USA-NY-New York City | 08 Jul 08 |
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Compliance Officer - Registered Investment Adviser and Broker-Dealer
| Compliance Associate - Securities and Compliance Officer - Broker-Dealer | Legend Global Search, Inc. $120K and $75K | USA-NY-New York City | 08 Jul 08 |
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Securities Compliance Associate at Prime Brokerage Firm, Compliance Officer at Broker-Dealer of Registered Inv...
| Market Surveillance Managing Director | Legend Global Search, Inc. $175K | USA-NY-New York City | 08 Jul 08 |
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Market Surveillance - International Finance
| Control Room Manager | Legend Global Search, Inc. To $200K + Bonus | USA-NY-New York City | 08 Jul 08 |
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Control Room Manager, Compliance, Investment Services, Asset Management Securities Exchange Act of 1934
| Compliance (Sales and Marketing) - Broker Dealer | Not Disclosed The salary on offer is at the top of the... | USA-MA-Boston North | 08 Jul 08 |
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Our client requires a Manager of Broker Dealer Compliance, with primary focus on the review of Sales and Marke...
| Director of Ethics & Risk | Michael Page the salary on offer is at top of the mar... | USA-MA-Boston North | 08 Jul 08 |
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Our Client is a Global Investment Managment firm and is looking for a Director of Ethics and Risk.
| Fixed Income Trading Compliance | Michael Page $130-160k | USA-CT-Stamford | 08 Jul 08 |
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Top tier investment bank seeks a Fixed Income Trading Compliance person to face off to the traders in the cred...
| Control Room Analyst | Michael Page $130-160k | USA-CT-Stamford | 08 Jul 08 |
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Join a control room as a strong #2 with the opportunity for growth into a leadership position.
| Regulatory Compliance Counsel | Not Disclosed not disclosed | USA-NY-New York City | 08 Jul 08 |
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CounselWorks is seeking SEC examiners preferably with experience in the private money management sector to wor...
| Portfolio Compliance Analyst | BlackRock Inc. not disclosed | USA-DE-Delaware | 08 Jul 08 |
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See job description below
| Compliance Reporting Specialist - Officer - (Based in Boston, MA) | JPMorgan Competitve | USA-MA-Boston | 08 Jul 08 |
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Please see the job description
| Regulatory Analyst | BNP Paribas not disclosed | USA-NY-New York City | 07 Jul 08 |
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See job description below
| Contract Administrator | Not Disclosed $90,000-115,000 base salary plus bonus | USA-CT-Hartford | 07 Jul 08 |
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FCA's client, an energy company, seeks to hire a senior level Contract Administrator with Physical Crude Oil /...
| AVP Compliance Marketing and Advertising Review | Deutsche Bank competitive/ DOE | USA-NY-New York City | 07 Jul 08 |
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About Deutsche Bank Deutsche Bank is a leading global investment bank with a strong and profitable private cl...
| Retirement Compliance Testing Administrator | Vanguard Commensurate | USA-PA-King of Prussia | 07 Jul 08 |
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See below
| Retirement Compliance Testing Manager | Vanguard Commensurate | USA-PA-King of Prussia | 07 Jul 08 |
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See below
| Compliance Manager | Vanguard Depends on experience | USA-AZ-Scottsdale | 07 Jul 08 |
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Vanguard, one of the world's leading investment management companies, has a management-level position for an e...
| Compliance Manager | Highland Capital Management, L.P. competitive | USA-TX-Plano | 07 Jul 08 |
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Top Tier firm seeks an experienced compliance manager
| Employee Benefits Attorney | Not Disclosed Competitive | USA-TX-San Antonio | 07 Jul 08 |
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Employee Benefits Attorney
| Fixed Income Advisory Compliance Officer - AVP | Deutsche Bank competitive/ DOE | USA-NY-New York City | 07 Jul 08 |
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About Deutsche Bank Deutsche Bank is a leading global investment bank with a strong and profitable private cl...
| Senior Compliance Officer: Investment Bank | Ashton Lane Group, Inc Excellent Base & Bonus | USA-NY-New York City | 06 Jul 08 |
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Responsible for a variety of regulatory and compliance functions of a global investment bank.
| AVP Regulatory Reporting Compliance | Ashton Lane Group, Inc Excellent Base & Bonus | USA-NJ-Morristown | 06 Jul 08 |
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Manage the broker regulatory reporting requirements for a global investment bank.